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Finfluencers pose a challenge for regulatory oversight
IOSCO points to their growing reach, which in turn is leading to concerns about conflicts of interest, fraud and unsuitable recommendations.
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FINRA Annual 2025: OBAs in the spotlight
Industry weighs in on FINRA rules requiring member firms to oversee their associated persons’ outside activities.
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SEC targets Langemeier and LOL for conflicts of interest
Self-styled ‘Millionaire Maker’ fined for breaching fiduciary duties.
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Crypto wrap: Revolut profits surge, dinner with Trump, plus new deals
Latest news and developments from the world of crypto.
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Conflicts of interest in healthcare: Aaron Narva explains the tech and the processes
He talks about his AI-powered, data-driven platform and why better management of conflicts of interest can eradicate fraud and overspend.
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Telenor fined NKr 4m for DPO scheme and internal controls failures
Datatilsynet in Norway found that Telenor contravened EU GDPR with multiple failures.
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IOSCO highlights conflicts of interest as key risk for online brokers
The consultation report also draws attention to increased trading frequency as well as potentially opaque fee structures.
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FCA concerned about conflicts of interest at firms managing private assets
Dear CEO letter to asset managers also highlights market integrity and consumer outcomes as key supervisory priorities.