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Regulator argues judges made errors in deciding to block its plans.
The Australian Securities & Investments Commission’s latest actions and news, July 15 – 19, 2024.
Publicly traded companies that misleadingly promote their use of AI risk engaging in “AI-washing” and running foul of US securities law, said SEC Chair Gary Gensler.
How to create a positive and inclusive culture while navigating the risks associated with workplace relationships.
The SEC’s examinations division sent requests for information on AI-related topics to some investment advisers.
SIFMA submits a sternly worded comment letter to NASAA on its proposed revisions to its model rule related to broker-dealer business conduct.
As opinions shift, asset managers like BlackRock are talking more about maximising returns than about saving the world.
The summit host is investing big in clean energy to ensure talks are a success — and possibly to sway the outcome, critics say.