ESMA’s report highlights a range of investor protection and market integrity concerns, drawing attention to the gap between regulation in Europe and the US.
ESMA’s report highlights a range of investor protection and market integrity concerns, drawing attention to the gap between regulation in Europe and the US.
Finansinspektionen (FI) warns of evolving investment fraud threats with fraudsters harnessing AI to enhance their credibility.
The Australian Securities and Investments Commission’s latest actions and news, August 6-13, 2026.
No new rules; the FCA’s approach is to double down on the existing outcomes-based approach, with Consumer Duty, SMCR, and operational resilience frameworks remaining at the forefront.
The reforms follow a CMA report, and will be implemented over the course of 2026.
The regulator has published details of key enforcement actions, including arrests and bans, in its latest annual report and accounts published last week.
Four commercial parties have challenged the scheme – Consumer Voice, Volkswagen Financial Services, Mercedes Benz Financial Services, and Crédit Agricole Auto Finance.
EBA, ESMA, and EIOPA reflect on a year filled with new mandates, increased geopolitical risk, and AI proliferation.