CRA
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FCA puts firms on notice over anti-money-laundering shortfalls
Issues highlighted in the report include the quality of customer risk assessment, detailed practical guidance, recordkeeping, and independent second-line assurance.
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Executive orders and regulatory change – compliance risks in uncertain times
A general paring back of regulations has begun with a regulatory freeze in place and changes to federal government hiring, DEI rules and many things affecting climate change.
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McHenry tells regulators era of post-financial crisis regulation is over
House Financial Services Committee Chairman Patrick McHenry signals plans to alter oversight of prudential banking regulators.