Cum-ex trading

FCA

March 25, 2024

The regulator published its annual business plan, warned on debt collection, and sought information on pensions advice.

March 19, 2024

Sixth case brought by the FCA in relation to cum-ex trading with support of global law enforcement authorities.

FCA

July 17, 2023

Two major enforcement actions, moves on mortgages and crypto ATMs.

Premium

June 8, 2023

Largest fine ever imposed on a UK financial institution for cum-ex trading sends clear message.

“GRIP is invaluable for updates on SEC and FINRA actions.”

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