Our in-brief roundup of notable stories from last week.
GRIP2 min read
Our in-brief roundup of notable stories from last week.
GRIP4 min read
Former SEC regulator Janaya Moscony warns that rule scrapping doesn’t necessarily equate to “a hands off regulator.”
Janaya Moscony | SEC31 min read
The pending rules would have addressed hot-button regulatory areas like predictive data analytics, climate reporting, and cybersecurity risk management.
Alexander Barzacanos2 min read
Compliance professionals wrestled with current challenges at the latest Global Relay Hedge Funds event in London.
Alex Viall3 min read
By promoting a consistent and data-driven approach to investment evaluation, ACER’s Guide will enable regulators and industry stakeholders to work collaboratively.
Jean Hurley3 min read
Failure to adequately monitor the work of third-party agencies and security deficiencies of online portal lead to a €45m ($51m) fine.
Thomas Hyrkiel1 min read
An investigation found that lapses in risk assessment contributed to a massive ransomware breach at the ambulance billing service.
Alexander Barzacanos1 min read