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ASIC roundup: RAMS penalized A$20m, and MWL adviser banned
The Australian Securities and Investments Commission’s latest actions and news, October 20 – 24, 2025.
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CFPB tables proposals for debt collectors, credit-reporting agencies, auto financers
All of these proposed rulemakings would alter the CFPB’s supervisory authority over nonbank entities operating in each of these markets.
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ASIC roundup: Bannings, cybersecurity risk failure, debt and credit probes, AI
The Australian Securities & Investments Commission’s latest actions and news, July 21-25, 2025.
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SIFMA Annual 2024: Larry Fink on the US deficit and shadow banking
The second of our reports of keynote speeches at SIFMA’s annual event in New York features the thoughts of Blackrock CEO Larry Fink.
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OCC updates bank accounting FAQs
Bank Accounting Advisory Series updates revised for clarity.
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FCA week in review March 18 – 22, 2024
The regulator published its annual business plan, warned on debt collection, and sought information on pensions advice.
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FCA week in review January 22 – 26, 2024
A key speech from FCA chief executive Nikhil Rathi in a quiet week for the regulator.
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FCA weeks in review November 6 – 17, 2023
A raft of enforcement actions head our roundup of recent FCA activity, plus there’s important guidance on ESG reporting.