-
FCA policy statement PS25/4: Investment research payment optionality for fund managers
New framework offers greater flexibility, but it remains to be seen how many fund managers will take up joint payment options, given the guardrails in place.
-
Preparing for the UK’s new commodity derivatives regime
Next steps for firms, including preparing to take advantage of the new exemptions and submitting required applications to relevant trading venues.
-
India’s online brokers brace for profits hit after regulatory clampdown
Intervention to calm frenzied derivatives trading has brought down volumes by 70%.
-
FCA simplifies transparency regime for bonds and derivatives
The regulator is also establishing a bond consolidated tape to ensure that the data is accessible cost-effectively.
-
What the new payment options for investment research mean
FCA says new rules will make it easier to buy insight and analysis across borders. We spoke to Seung Earm from Ibex Compliance for the industry view.
-
Crypto wrap: The bitcoin election, derivatives, and finding Nakamoto
Latest developments in the world of crypto, including stories from the US, UK and elsewhere.
-
The GRIP Files: Carl E Kennedy, partner at Katten and former regulator with the CFTC
Drawing on his deep experience of the financial services industry, Carl Kennedy talks about his work in both public and private service.
-
CFTC issues final guidance for listing voluntary carbon credit derivatives
It is hoped that this Final Guidance will encourage the trading of VCCs and VCC-linked derivatives which in turn will help offset carbon emissions.