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Uniswap Labs charged by CFTC for offering digital asset derivatives trading
Two commissioners dissented with the decision, saying the regulator cut corners to create a pretext for enforcement.
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Changes to the post-trade risk reduction services and the DTO
The FCA is making changes to notification and disclosure requirements for OTC derivatives.
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FCA finalizes changes to rules on Investment Research
Despite some adjustments to the proposed guardrails, the FCA has largely retained its original approach.
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The FIT 21 Bill: A comprehensive regulatory framework for digital assets
An English lawyer’s view on the FIT 21 Bill which seeks to establish a framework for the issuance and trading of digital assets by the CFTC and the SEC.
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FCA consults on payment optionality for Investment Research – a new ‘bundled’ approach
The FCA has put forward plans for a new way to pay for investment research.
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Switzerland and the UK sign agreement on mutual recognition in financial services
The Berne Agreement breaks new ground in the relationship between financial services in the UK and Switzerland.
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EU Consultation on OTC Derivatives: Implications for cross-border harmonization
Sam Tyfield considers the broader application for multinationals, market structure, technology, digital assets, regulation, and data privacy.
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FCA month in review December 2023 – January 2024
As work at the FCA picks up pace again, we resume our regular digest of the regulator’s work, including a recap on some of the key developments since our last update in mid-December.