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Mass. AG secures $795k settlement for data security, breach notice lapses
Notice letters were sent to affected consumers, but two of the five breaches allegedly went unreported for about seven months.
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SFO concedes Barclays Libor convictions may be “unsafe” following Tom Hayes ruling
Questions raised about fairness of process as six more individuals could have decisions re-examined.
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FCA work in review: August 15-28, 2025
Our regular roundup of FCA work.
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Troy Health’s AI-driven enrolment fraud draws DOJ scrutiny
The North Carolina insurer admitted to misusing proprietary software and an AI platform to enroll seniors without consent.
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New “failure to prevent fraud” offence set to reshape corporate liability
The new UK fraud offence comes into force September 1 – we take a look at whether it will act as a deterrent and its extraterritorial scope.
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SEC action highlights compliance risks in fee and expense practices
After reviewing the case, Janaya Moscony offers compliance tips on disclosures and robust fee practices.
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DOJ signals hard line on duty evasion as tariff regime firms up
Settlement of $12.4m under False Claims Act shows tariff evasion will be pursued as fraud.
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FINRA disciplinary action update 2025/31
Disciplinary decisions issued August 16 – 22, 2025.