Enforcement

The Australian Securities and Investments Commission’s latest actions and news, September 1-7, 2026.

CFTC found trader also made false or misleading statements about removing texts and messages relevant and material to the regulator’s investigation.

Switzerland is overhauling financial governance, regulatory intervention, and executive pay. Read our overview, timeline, and comparison with the UK SMCR.

Our regular roundup of the latest news and developments from the FCA.

CFTC found material, nonpublic information was used in breach of duty of trust and confidence to trade event contracts on the prediction platform.

There is concern that senior managers may now find themselves under considerably greater personal and professional pressure.

A Digital Enforcement Agency could help the EU in ensuring a more effective and coherent digital rulebook enforcement.

Simon Morris, Financial Services Regulatory Partner at CMS, and Laura Bridgewater, Disputes Partner at Macfarlanes discuss recent FCA regulatory actions and enforcement trends.