Enforcement

Market Watch 86 shows regulator is serious about its expectations of firms in connection with the detection and reporting of suspected market abuse.

Our in-brief roundup of notable stories from the last week.

This first-of-its-kind National Tax Enforcement Surge brought together 35 US attorneys’ offices and IRS criminal investigators.

Our regular roundup of the latest news and developments from the FCA.

FINRA enforcement activity covering October 3 – 9.

This is the highest fine Datatilsynet has ever imposed to date as thousands of Norwegians were affected by the violations.

Proposed DHS rule would charge up to $70,000 for OPT participation, citing fraud concerns and labor market effects.

GRIP spoke with Zachary Myers, a partner with McCarter & English, and a former US Attorney for the Southern District of Indiana.