EU MAR Article 15
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Former Carillion chief executive fined $324,150 by FCA for acting recklessly
The senior executive failed “to ensure Carillion communicated effectively with investors and had appropriate internal control processes,” the FCAsaid.
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Increase in suspected insider trading, and more inspection revealed in Danish FSA report
The Financial Supervisory Authority in Denmark undertook more inspections and reduced investigation times.
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AMF fines three individuals for alleged market manipulation
The share price of 39 companies was swayed in order to generate profits for members of the group.
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Danske Bank fined NKr 50m for market manipulation
According to the Norwegian regulator a reference swap rate was intentionally driven higher at the time of pricing in order to produce higher trading profits.
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FCA says that misleading market communication practices persist
The FCA has highlighted continuing concern about ‘flying’ and ‘printing’ and the failure of firm management to deal effectively with both practices.