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Latest News
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FCA work in review: September 1-11, 2025
Our regular roundup of developments at the UK’s financial watchdog.
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UK financial watchdog sets out its stall on AI
The FCA says AI is helping them become a “smarter regulator.”
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FCA reviews inside information handling at firms
FCA Market Watch 83 addresses a number of practical compliance challenges including controlling inside information flow, multiple brokers undertaking market soundings, compliance risks at smaller firms and personal account dealing.
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Can the UK boost financial inclusion through payroll saving?
The FCA comments on the potential and practicalities of workplace savings schemes.
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FCA shares findings following UK review of algorithmic trading controls
The FCA’s review is intended to help PTFs comply with existing requirements and does not create any new obligations.
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FCA secures convictions in insider trading case linked to legitimate wall crossing
In addition to receiving suspended prison sentences, the brothers were ordered to pay back more than £280,000 ($375,000) in restitution.
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Getting ready for CASS 15: What should your priorities be?
Firms have nine months until the rules come into force on May 7, 2026.
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FCA work in review: August 15-28, 2025
Our regular roundup of FCA work.