FCA Market Watch 58
-
FCA fires warning shot over market soundings and insider trading
The UK FCA’s Market Watch 75 has published observations on market soundings, voicing concern about potential insider trading.
-
Trade surveillance failures lead to £4.7m in fines for three broker firms
BGC Brokers LP, GFI Brokers Limited and GFI Securities Limited fined by the FCA for failing to adequately safeguard against potential market abuse.