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FCA Market Watch 58
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FCA fires warning shot over market soundings and insider trading
The UK FCA’s Market Watch 75 has published observations on market soundings, voicing concern about potential insider trading.
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Trade surveillance failures lead to £4.7m in fines for three broker firms
BGC Brokers LP, GFI Brokers Limited and GFI Securities Limited fined by the FCA for failing to adequately safeguard against potential market abuse.