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China’s securities regulator increases rewards for reporting violations
The cash reward for whistleblowers will depend on how serious the violation is. At the same time, self-reporting is being encouraged by imposing lighter penalties.
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FCA work in review: June 26-July 4, 2025
Our at-a-glance guide to another week of FCA activity.
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Market Abuse Summit 2025: Therese Chambers on the three ‘Ps’ of regulation
The senior regulator spoke about the importance of predictable, proportionate, and purposeful action to prevent market abuse.
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Market Abuse Summit 2025: Panel discusses use of AI to combat market manipulation
A panel of experts discussed how AI was helping firms and regulators detect and prevent market abuse and manipulation.
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Therese Chambers: “Enforcement needs to be loud and in your face”
Senior FCA executive delivered keynote speech at the Spring Conference of NYU’s Program on Corporate Compliance and Enforcement.
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Nikhil Rathi reappointed as FCA chief by UK Treasury for a second term
This is the first time an FCA chief has been reappointed for a second term. Rathi will now stay in the role until 2030.
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CMA reaches settlement with four banks in sensitive information sharing case
Four of the banks that were being investigated have agreed to pay fines totalling more than $132m collectively.
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ASIC roundup: $A1.25m penalty for unlicensed conduct, and gym director charged
The Australian Securities & Investments Commission’s latest actions and news, November 25 – 29, 2024.