Deirdre Patten, Director of Saenger Consulting Group, joined GRIP's Julie DiMauro to share their impressions of the 2026 FINRA annual conference, noting the historic turnout this year.
FINRA Annual 2026
Panel discussion focused on observing isolation as a vulnerability in the modern financial landscape.
At the FINRA Annual Conference this year, panelists highlighted trends such as those involving investor scams, Reg S-P, and e-communications.
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FINRA Annual 2026: Exam and enforcement enhancements offer guidance to member firms
Speakers discussed the enhancements FINRA is making to both divisions and how firms can navigate their way through these processes with better practices.
Speakers tackled emerging developments in crypto, AI, prediction markets and other critical regulatory topics shaping financial services entities.