FINRA Reg Notice 25-05

FINRA

FINRA proposes finalizing updates to outside business activity rules

February 20, 2026

The Proposed Rule is a welcome development to modernize the existing, outdated requirements related to outside business activity and private securities transactions.

Alexander I. Cohen | Armstrong Teasdale, Noelle Mack | Armstrong Teasdale, Devon Goodall | Armstrong Teasdale, Matt Kitzi | Armstrong Teasdale, A. Valerie Mirko | Armstrong Teasdale6 min read
Conferences and events

FINRA Annual 2025: Modernizing rules and empowering compliance

May 14, 2025

The 2025 FINRA annual conference kicked off with reminders of the SRO’s accomplishments and mission, but the tone was muted.

Julie DiMauro4 min read