Disciplinary decisions issued December 13 – 19, 2025.
FINRA Rule 1210
Disciplinary decisions issued March 1 – 7, 2025.
Among other things, FINRA alleged that Robinhood failed to establish adequate anti-money-laundering programs or reasonably supervise and retain certain communications.
Disciplinary decisions issued October 19 – 25, 2024.
Disciplinary decisions issued September 28 – October 4, 2024.
Disciplinary decisions issued July 27 – August 2, 2024.
Disciplinary decisions issued January 1 – 12, 2024.
Disciplinary decisions issued October 27 – November 2, 2023.