FINRA Rule 3280

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SEC approves FINRA outside business activity rule overhaul reforms

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SEC approves FINRA’s overhaul of OBA rules, easing oversight of low-risk side jobs while preserving scrutiny of investment activities.

Kevin Kinsella

Sep 21, 2026

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Enforcement

FINRA disciplinary action update 2026/25

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Disciplinary decisions issued August 1 – 21, 2026.

Thomas Hyrkiel

Aug 25, 2026

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Enforcement

FINRA disciplinary action update 2026/5

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Disciplinary decisions issued February 7 – 20, 2026.

Thomas Hyrkiel

Feb 23, 2026

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FINRA

FINRA proposes finalizing updates to outside business activity rules

The Proposed Rule is a welcome development to modernize the existing, outdated requirements related to outside business activity and private securities transactions.

Alexander I. Cohen, Armstrong Teasdale; Noelle Mack, Armstrong Teasdale; Devon Goodall, Armstrong Teasdale; Matt Kitzi, Armstrong Teasdale; A. Valerie Mirko, Armstrong Teasdale

Feb 20, 2026

Enforcement

FINRA disciplinary action update 2026/4

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Disciplinary decisions issued January 31 – February 6, 2026.

Thomas Hyrkiel

Feb 13, 2026

Enforcement

FINRA disciplinary action update 2025/48

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Disciplinary decisions issued December 20 – 31, 2025.

Thomas Hyrkiel

Jan 5, 2026

Enforcement

FINRA disciplinary action update 2025/37

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Disciplinary decisions issued October 4 – 10, 2025.

Thomas Hyrkiel

Oct 17, 2025

Enforcement

FINRA disciplinary action update 2025/37

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Disciplinary decisions issued October 4 – 10, 2025.

Thomas Hyrkiel

Oct 15, 2025

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FINRA Rule 3280

SEC approves FINRA outside business activity rule overhaul reforms

FINRA disciplinary action update 2026/25

FINRA disciplinary action update 2026/5

FINRA proposes finalizing updates to outside business activity rules

FINRA disciplinary action update 2026/4

FINRA disciplinary action update 2025/48

FINRA disciplinary action update 2025/37

FINRA disciplinary action update 2025/37