- Regulation
- Technology
- Resources
Latest News
-
SEC’s Atkins doubles down on cautious regulation in FT interview
“…in more recent years [the SEC] was not grounded in precedent [or] predictability. It would shoot first and then ask questions later,” Atkins said.
-
DOJ charges Chinese tech executive and financial adviser over $100m pump-and-dump scheme
The alleged operation involved impersonating investment advisors and creating false Whatsapp boards to lure investors in.
-
FCA work in review: September 1-11, 2025
Our regular roundup of developments at the UK’s financial watchdog.
-
Asia-Pacific in focus: August 2025 at a glance
Our latest roundup of the key developments in the financial regulation industry across the Asia-Pacific region.
-
ASIC roundup: TerraCom to pay A$7.5m after whistleblower case, more Shield-related actions
The Australian Securities & Investments Commission’s latest actions and news, August 25 – 29, 2025.
-
SFO concedes Barclays Libor convictions may be “unsafe” following Tom Hayes ruling
Questions raised about fairness of process as six more individuals could have decisions re-examined.
-
FCA work in review: August 15-28, 2025
Our regular roundup of FCA work.
-
New “failure to prevent fraud” offence set to reshape corporate liability
The new UK fraud offence comes into force September 1 – we take a look at whether it will act as a deterrent and its extraterritorial scope.