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ASIC roundup: frozen funds, and life insurers urged to step up practices
The Australian Securities & Investments Commission’s latest actions and news, August 18 – 22, 2025.
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DOJ FCPA declination points to continuation of policies and importance of robust compliance
The company’s voluntary disclosure and full and proactive cooperation in the matter were highlighted among the reasons to decline prosecution.
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GRIP Extra: Appeals court clears CFPB takedown, CFTC reviews internal time and attendance compliance
Our in-brief roundup of notable stories from the last week.
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FCA work in review: August 9-15, 2025
Our regular roundup of FCA work.
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Seven‑year forex Ponzi case ends with $3.5m judgment
A judge imposed trading bans, restitution, and civil penalties on unregistered commodity pool operator GDLogix and its founder after years of apparent misconduct and legal delays.
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New York AG sues Zelle parent for antifraud deficiencies
Alleging $1 billion in money lost to scams, New York takes up the mantle of a weakened Consumer Finance Protection Bureau.
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ASIC roundup: A$10m penalty on iSignthis, eight years’ imprisonment for fraud
The Australian Securities & Investments Commission’s latest actions and news, August 4 – 8, 2025.
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NASAA urges Congress to pass SAFE Act and allow states to rein in fraud
NASAA asks Senate Banking Committee to preserve their police power to protect Americans from fraud, especially ones involving digital assets.