Alex Viall3 min read
GRIP2 min read
Julie DiMauro14 min listen
New framework establishes territorial scope, covering overseas firms that deal directly or indirectly with a UK consumer.
Ashurst4 min read
Changes support innovation while cracking down on fraudsters. Also included is a summary detailing the intended policy provisions.
Jean Hurley4 min read
Court of Appeal addresses the scope of the FCA’s powers under FSMA to impose redress requirements on firms and the jurisdiction of the Upper Tribunal.
Robert Dedman | CMS, Simon Morris | CMS, Kushal Gandhi | CMS3 min read
Parvez Khan of IPK European Strategy argues the pause may frustrate claims.
Jean Hurley4 min read
Charges relate to unauthorized financial promotions of FX and CFDs.
Carmen Cracknell1 min read
A busy period for the FCA featured three big speeches and an unusual development in the BSPS scandal.
Martin Cloake3 min read
New proposals aim to reduce ambiguity and lead to a reduction in over-compliance or inconsistent application.
Robert Dedman | CMS, James Dickie | CMS, Faye Ellis | CMS5 min read
Has anything changed since the announcement of the Edinburgh Reforms?