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Court of Appeal addresses the scope of the FCA’s powers under FSMA to impose redress requirements on firms and the jurisdiction of the Upper Tribunal.
Parvez Khan of IPK European Strategy argues the pause may frustrate claims.
Charges relate to unauthorized financial promotions of FX and CFDs.
A busy period for the FCA featured three big speeches and an unusual development in the BSPS scandal.
New proposals aim to reduce ambiguity and lead to a reduction in over-compliance or inconsistent application.
Has anything changed since the announcement of the Edinburgh Reforms?
UK regulator publishes consultation to improve pace and transparency around enforcement cases – overview and industry comment.
A bumper week of enforcements, and some notable fact-fining requests from the UK regulator.