Funds
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AIFMD II: Practical impact for credit funds
This insight sets out an overview of the key rules and some of the practical issues EU managers need to navigate.
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OPINION: Sustainability’s million-dollar problem
In order for companies to stay competitive and drive better sustainable outcomes, they need to align ISO standards with their ESG reporting.
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SEC Staff publishes additional Names Rule FAQs
This article provides a brief historical background of the Names Rule and a summary of the current obligations of registered funds.
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SEC Staff proposes N-PORT amendments and extends compliance dates
If adopted, the amendments in the Proposal would remove Names Rule-related reporting requirements previously adopted in 2023.
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SEC enforcement highlights valuation risks in affiliated loan transactions
After reviewing a recent case, Janaya Moscony offers lessons learned and explains why this matters for advisers.
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OPINION: The Saba affair exposes a dangerous blind spot in UK market regulation
Is the UK’s framework for shareholder democracy fit for purpose in an era of sophisticated activism operating against a largely disengaged retail base?
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Preparing for changes to the registered fund marketplace
The SEC approved Dimensional Fund Advisors to offer dual-class funds, allowing open-end funds to have both ETF and mutual fund share classes.
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FCA reveals fund tokenization plans to modernize UK asset management
The regulator is seeking industry feedback on proposals to allow the tokenization of assets held in funds.