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FINRA flags AI use recommendations in 2026 report
Trends in AI listed for the first time.
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Podcast: Andrea Bonime-Blanc and Ryan McManus on building responsible AI governance that lasts
How can boards build effective risk and governance structures, future-proof oversight, and create a responsible culture around rapidly evolving AI technology?
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SEC steps back from proxy reviews as pressure mounts on activist voting
Regulator cites resource and timing considerations as reason for change.
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Proxy advisers ISS and Glass Lewis targeted by FTC antitrust probe
Critics have long expressed concerns regarding the two firms’ influence on corporate governance.
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FCA balances trust, tech, and tougher enforcement in new growth strategy
The FCA held its Annual Public Meeting, chaired by Ashley Alder, to discuss the regulator’s performance, strategy, and accountability.
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Italy becomes first EU country to pass a national framework law on AI
We examine how the AI framework complements the EU AI Act and look at the progress made by other EU countries in establishing national AI laws.
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FCA reviews inside information handling at firms
FCA Market Watch 83 addresses a number of practical compliance challenges including controlling inside information flow, multiple brokers undertaking market soundings, compliance risks at smaller firms and personal account dealing.
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Warning for HR as Nestlé CEO dismissed over undisclosed relationship
We discussed the legal consequences of violating codes of conduct and relationship policies with leading employment law experts.