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GRIP Extra: Appeals court clears CFPB takedown, CFTC reviews internal time and attendance compliance
Our in-brief roundup of notable stories from the last week.
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Client asset protection: Hong Kong and UK considerations
Both sets of regulations aim to mitigate the loss of client money and assets through segregation.
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GRIP Extra: Jane Street denies market manipulation, Google faces EU antitrust complaint over AI overviews
Our in-brief roundup of notable stories from last week.
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GRIP Extra: House of Representatives bans WhatsApp, Germany plans to ban DeepSeek
Our in-brief roundup of notable stories from last week.
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Cybersecurity, rising costs of professional advice and paring back regulation discussed at roundtable
Compliance professionals wrestled with current challenges at the latest Global Relay Hedge Funds event in London.
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GRIP Extra: CFTC nominee Quintenz quizzed by senators, FDA to use AI for drug approvals
Our in-brief roundup of notable stories from last week.
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GRIP Extra: SEC to cut enforcement staff by 17%, Wells Fargo freed from asset cap
Our in-brief roundup also includes Bristol Myers Squibb and BioNTech in a drug partnership, Reddit suing Anthropic for using its data, and BlackRock being removed from Texas blacklist.
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GRIP Extra: Ex Goldman partner sentenced, Republicans to limit state AI regulation
Our in-brief roundup also includes China’s new crypto ownership restrictions, Trump’s tariffs, and a multimillion dollar CIRO fine.