Internal controls
-
Telenor fined NKr 4m for DPO scheme and internal controls failures
Datatilsynet in Norway found that Telenor contravened EU GDPR with multiple failures.
-
Why tech, process and people are top of mind for CISO Laurence Lafond
In this second part of our discussion with Lafond, he refers to internal threats, side-channel attacks, vendor risks and having a well-equipped incident response plan and team.
-
McKinsey OxyContin settlement illustrates need for robust comms surveillance and archiving
The matter-of-fact narrative is scathing of the moral and ethical void at Purdue as well as the behavior at the consulting firm.
-
GRIP’s ‘most read’ contributed stories in 2024
Compliance and legal professionals will remember 2024 as a year of considerable regulatory activity, major developments in technology, and the inevitable, routine mistakes.
-
Macquarie Bank fined for inadequate risk management practices
A trader was able to circumvent the bank’s controls in order to hide his losses for almost two years.
-
Proposed employment rights changes in the UK – a candid assessment
Jemma Hall, Director of Human Resources at Global Relay, assesses what has been described as the biggest upgrade to workers’ rights in a generation.
-
Moog must pay $1.7m to the SEC to settle FCPA case
The SEC’s order alleged that Moog violated the recordkeeping and internal accounting controls provisions of the FCPA.
-
SEC charges ex-finance director at CIRCOR International with accounting fraud
Company settled SEC charges for related accounting controls violations, avoiding penalties because of its self-reporting, cooperation and remediation efforts.