Investment Company Act 1940
-
SEC amends Enforcement Manual for the first time since 2017
A summary of the key changes reflecting the policy shift, as well as important updates modernizing and standardizing aspects of SEC enforcement processes.
-
SEC crypto custody relief provides much-needed clarity
For firms balancing innovation with fiduciary duty, this is a timely opportunity to strengthen custody oversight, re-evaluate service providers, and prepare for future regulatory developments.
-
A new era for co-investments?
The SEC is signaling a more streamlined, flexible approach to co-investment rules.
-
SEC announces 2024 exam priorities
Guidance on where to focus when preparing for the 2024 SEC exams.
-
SEC Commissioner Mark Uyeda prepared and unscripted at NSCP conference
Commissioner tells annual gathering to prepare for additional workload caused by ‘overactive’ regulator.