The Australian Securities and Investments Commission’s latest actions and news, June 17-29, 2026.
Investment fraud
A common scheme among the actors is so-called “loan fee fraud.”
Enforcement
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A sweep of enforcement: DOJ unveils four major fraud and national security actions
This is a set of significant cases involving healthcare fraud, securities manipulation, North Korean revenue operations, and a cryptocurrency Ponzi scheme.
Enforcement
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Lack of secure archive and other failings lead to fine for investment adviser in France
Carat GP and its two directors have incurred a fine of €2.5m. The firm and one of its directors have also been barred by the AMF.
Enforcement
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ASIC roundup: TerraCom to pay A$7.5m after whistleblower case, more Shield-related actions
The Australian Securities & Investments Commission’s latest actions and news, August 25 – 29, 2025.
The Australian Securities & Investments Commission’s latest actions and news, August 18 – 22, 2025.
The Australian Securities & Investments Commission’s latest actions and news, August 4 – 8, 2025.
The FCA alleges that promoters did not have authorisation to sell or promote the scheme, and that it was not backed by the government.