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ASIC roundup: fraud, dishonest conduct and misuse of company funds
The Australian Securities & Investments Commission’s latest actions and news, September 16 – 20, 2024.
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ASIC roundup: Suspicious gold vaults, ‘brazen and greedy’ fraud
The Australian Securities & Investments Commission’s latest actions and news, September 4 – 13, 2024.
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ASIC roundup: “Brazen, gross, and callous” conduct, and prison for ponzi scheme
The Australian Securities & Investments Commission’s latest actions and news, August 26 – September 3, 2024.
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Organized crime group caught after defrauding 150 people in investment scam
The scammers are believed to have gained €3m ($3.3m) in their investment fraud.
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ASIC roundup: Prison for aiding and abetting, and Kraken found guilty of DDO failures
The Australian Securities & Investments Commission’s latest actions and news, August 12 – 23, 2024.
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ASIC roundup: A$11.3m penalty for Mercer, and falsified signatures on audit documents
The Australian Securities & Investments Commission’s latest actions and news, July 29 – August 2, 2024.
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ASIC roundup: Unlicensed credit activity, adviser banned, director disqualified
The Australian Securities & Investments Commission’s latest actions and news, May 20 – 24, 2024.
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UK fraud office wins case against former investment manager
SFO secures conviction of investment manager for £100m ($126m) no-win-no-fee fraud.