The penalty is for breaches of PECR which govern unsolicited electronic marketing.
The rise of cryptocurrencies has brought with it both opportunities and challenges. So what does this new crypto ecosystem mean for compliance professionals?
Key alleged shortcomings include unreasonable supervision as well as failing to maintain books and records.
Why communication archiving, insider trading regulations and audit tech are effective guardrails for global financial markets amid times of volatility.
The company was found engaging in repeated conduct of “abusive, and invasive practices” against users in Nigeria.
Scam texting to be more difficult as more than 70 organizations register for text Sender IDs with Finnish Transport and Communications Agency.
The DMA has an extra-territorial effect, applying to companies that provide services in the EU regardless of where they are based.
Our final report from FINRA Annual 2023 covers a fascinating discussion on new communication technologies.
