NASD Rule 1080 – Global Relay Intelligence & Practice

NASD Rule 1080

Enforcement

SEC softens FINRA penalty in exam-cheating allegations case

July 21, 2025

Allegations of exam cheating get reviewed by the current SEC commissioners.

Julie DiMauro4 min read
Enforcement

FINRA disciplinary action update 2025/27

July 21, 2025

Disciplinary decisions issued July 12 – 18, 2025.

Thomas Hyrkiel2 min read