NASD Rule 1080
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SEC softens FINRA penalty in exam-cheating allegations case
Allegations of exam cheating get reviewed by the current SEC commissioners.
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FINRA disciplinary action update 2025/27
Disciplinary decisions issued July 12 – 18, 2025.
Allegations of exam cheating get reviewed by the current SEC commissioners.
Disciplinary decisions issued July 12 – 18, 2025.