Nasdaq
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Arctic Securities employee arrested in an insider trading investigation
Charges have been brought for violations of Norway’s Securities Act and the Criminal Code.
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FINRA sweep targets foreign small-cap offerings
The information requests focus on policies, procedures, training, and surveillance controls around small-cap offerings and trading.
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Crypto wrap: Celsius founder jailed, American Bitcoin listing, plus more
Latest news and developments from the world of crypto.
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Nasdaq board diversity rules vacated
In a narrowly-obtained decision, the Fifth Circuit determined that approving the rule exceeded the SEC’s power.