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Alternative Asset Management compliance roundtable focuses on tech
Leading compliance professionals from the alternative asset management sector gathered at Global Relay’s London offices to discuss current issues.
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Misconduct and a culture of impunity
Baroness Harriet Harman KC’s independent review of bullying and sexual harassment at the Bar, NDAs and the Sexism in the City report.
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Legal implications of the FCA’s new non-financial misconduct rule
New rule, COCON 1.1.7FR, expands the scope of COCON for non-banks in the context of NFM and comes into force on September 1, 2026.
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FCA moves to tackle non-financial misconduct at firms
Under the new rules, serious bullying and harassment in all regulated firms will qualify as misconduct.
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Podcast: Agnes Foy and Jean Hurley on NFM, 2024 elections, and City culture
Lawyer Agnes Foy and GRIP’s Jean Hurley on the trouble with UK City culture, upcoming elections, AI regulation, and why NDAs are often unenforceable.
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Eversheds financial services overview touches on Odey case
Speakers said the FCA’s investigation into Odey Asset Management will be a “test of where the FCA is at now”.