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FCA work in review: December 11-19, 2025
Our weekly roundup of the latest news and developments from the FCA.
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The challenge imperative – why psychological safety is the new prudential standard
There is more to agreeing to disagree than you may have thought.
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FCA completes the puzzle and finalizes guidance on non-financial misconduct
Moving from soft culture to hard rules, the FCA explicitly categorizes serious NFM as a breach of regulatory conduct standards.
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Conduct takes center stage with SMCR and non-financial-misconduct proposals
The FCA, Treasury, and PRA are tabling proposed changes to the SMCR, alongside raising standards around non-financial misconduct.
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In discussion about employee burnout
We talk about the ramifications for employers who ignore employee burnout.
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Alternative Asset Management compliance roundtable focuses on tech
Leading compliance professionals from the alternative asset management sector gathered at Global Relay’s London offices to discuss current issues.
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Misconduct and a culture of impunity
Baroness Harriet Harman KC’s independent review of bullying and sexual harassment at the Bar, NDAs and the Sexism in the City report.
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Legal implications of the FCA’s new non-financial misconduct rule
New rule, COCON 1.1.7FR, expands the scope of COCON for non-banks in the context of NFM and comes into force on September 1, 2026.