The agency is entering an era of “simpler rules but stricter focus,” a panelist told the audience at this year’s NSCP annual meeting.
NSCP
Defining credibility remains a distinctly human skill, yet compliance professionals are being asked to do more for less.
The NSCP’s letter provides feedback on existing compliance challenges and potential future ones the compliance community foresees in the digital asset space.
After guiding the compliance community through significant regulatory change, Lisa Crossley passes the baton to a well-known NSCP advocate.
The compliance industry group requested early rule input opportunities, minimization of rule ambiguity and overlap, and cognizance of compliance costs.
GRIP’s Julie DiMauro spoke to Lisa Crossley about her vision for a compliance advisory committee and the much-needed clarity it could bring compliance professionals.
NSCP conference participants discussed recordkeeping enforcement actions, policy recommendations, and predictions about future enforcement patterns.
Our US editor Julie DiMauro gives her observations on two thought-provoking speeches by the oft-dissenting SEC Commissioner.