Our US editor Julie DiMauro gives her observations on two thought-provoking speeches by the oft-dissenting SEC Commissioner.
The National Society of Compliance Professional’s (NSCP) Annual Conference happened in October in Dallas. We broke down the key talks with NSCP board member Barbar Boehler.
At the NSCP annual conference this week, SEC Exam Division leaders told the audience how to best prepare for agency inspections.
Commissioner tells annual gathering to prepare for additional workload caused by ‘overactive’ regulator.
We spoke to NSCP CEO Lisa Crossley and consultant Colleen Diles about why their comment letter to the SEC over Rule 206(4)-2 amendments.