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A summary of the most significant proposals affecting the financial services sector.
The Citi case highlighted compliance deficiencies compounded by human error. Here are some practical tips to avoid making the same mistakes.
Deficiencies compounded human error and led to the accidental execution of $1.4 billion of erroneous orders.
The new policy statement delineates the range of enforcement powers at the BoE’s disposal and tries to provide transparency and clarity for firms.
Employees are set to benefit from new statutory rights including: flexible working, enhanced redundancy and employer duty to prevent sexual harassment.
In our season of holiday profiles, we discuss Gavin Stewart’s career from Olympic rower to senior regulator to author and all points between and beyond.
UK regulators have set out requirements for critical third parties.
Guide to the directive’s key requirements, plus comment on broader DE&I developments in Europe and US.