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Rumors addressed included the SEC being active in London and a crackdown on illegal marketing.
If you haven’t reviewed your valuation practices recently, now would be a good time to start.
The new UK Private Intermittent Securities and Exchange System (PISCES) is a platform for secondary trading in freely transferable shares issued by UK or non-UK companies.
Kicking off our 2024 series of profiles, Karen discuses her career to date, offers advice to women starting out in private equity, and considers new rules on SDR labels and AI.
Reuters’ sources say the SEC has collected thousands of staff messages from major investment firms.
Reforms bring several significant requirements applicable to private fund managers, including non-US based advisers and exempt reporting advisers.
Private fund groups sue the SEC, arguing its new regulations impose onerous disclosure requirements on private fund advisers.
The US securities regulator on Wednesday approved sweeping new rules aimed at overhauling the way private funds interact with their investors.