Private Fund Adviser rules
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SEC Exams in 2025: A practical playbook for private fund advisers
SEC exams are likely to stay just as rigorous, if not become even more detail-oriented.
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Is the striking down of the private fund adviser rules a pyrrhic victory?
There are three reasons why viewing this as an unqualified win for the private fund industry might be premature.
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GR compliance roundtable: AIFMD II, DORA, cyber and LinkedIn messaging
Reporting from Global Relay’s quarterly asset manager compliance roundtable – December 2023.
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Disclosure, value assessment and comms discussed at London compliance roundtable
Global Relay’s quarterly roundtable features a range of topics that top compliance officers have to tackle.