After decades of trying to make the shift, Regulation E-Delivery aims to end the opt-in requirement for receiving electronic investor information.
Prospectus Regulation
Small mid-cap is EU’s new category that could reduce compliance burden, remove SME ‘cliff edge’
Premium
The agreement on certain Omnibus IV files creates a new small mid-cap (SMC) category extending SME regulatory simplification to more companies, amending GDPR, MiFID, and other key EU laws.
The real-world impact will depend on how companies and investors respond, especially for those also marketing shares in the US, where a voluntary prospectus may still be required.
Proposals aim to make prospectus regime more accessible and less burdensome for issuers, while opening new opportunities for retail investors.
Process and requirements for an AIM company to transfer listing to the ESCC category under new UK Listing Rules.
Has anything changed since the announcement of the Edinburgh Reforms?
Blocking of ClientEarth’s application for judicial review may deter future claims.