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Imitative trading strategies exacerbating potential investor risk
IOSCO report also delves into the advantages of strategies like copy trading, mirror trading and social trading being adopted by investors.
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Regulation in the time of volatility
Our regular columnist is sceptical about whether lessons have been learned about the trade-off between risk and regulation.
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It’s time for structured oversight of AI in healthcare
How AI and other new technologies present novel compliance and enforcement risks and opportunities to the pharmaceutical industry.
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Crypto wrap: Bitcoin reserves, Italy’s crypto warning, and a president in trouble
Latest news and developments from the world of crypto.
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Third-party risk a key addition to FINRA’s 2025 Regulatory Oversight Report
Annual report includes new section on third-party supplier risk landscape, including emerging regulatory concern about AI use within firms and by third-parties.
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XLOD London 2024: The view of risk and control from the Board
The leading compliance industry event assembled a strong panel from Standard Chartered, NatWest, Deloitte and UBS for this discussion.
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GRIP Extra: DoJ settles with American Express, Supreme Court upholds TikTok ban
Other news includes a host of CFPB settlements, an OCC fine against former Wells Fargo execs, and a massive fine against Toyota for emission reporting deception.
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XLOD London 2024: What’s next for operational resilience?
Experts from Morgan Stanley, BNY, Nomura and First Abu Dhabi Bank discussed this key issue at the leading compliance industry event.