Risk
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Report calls for changes to UK’s risk warning and financial promotion rules
Report is conclusion of the Risk Warnings Review, commissioned by the Chancellor as part of the Leeds Reforms and undertaken by industry, government, and regulators.
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Badly fitting risk – lessons from impact investment
When buying off-the-shelf guff policies leads to poor risk management: what to look out for and what to avoid.
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Navigating UNGC and OECD standards: a practical guide for investment managers
While the frameworks share similar aims, they differ in scope and depth of requirements
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Risk of disorderly corrections mounting, says ESMA
Global climate policy is fragmented, cyber risks are increasing, and the rise of stablecoins means spillover risk of a crypto correction, per a report by the agency.
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How lenders missed red flags on MFS’s ‘refinancing merry-go-round’
Collapse of UK bridging loan specialist has sent reverberations across Wall St amid fears of weak underwriting standards.
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OPINION: Financial crime risk and operational risk – same threats, different questions
David Brain surfaces a gap in how these risks are commonly framed, and explains why a financial crime BWRA should not be treated as a subset of operational risk.
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How private equity’s big bet on software was derailed by AI
Dealmakers and lenders are facing a ‘Darwinian moment’ as digital services risk being made obsolete by new technologies.
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‘Culture of silence’: Germany’s Heraeus accused of ignoring fraud whistleblowers
Probe into €460mn scandal finds industrial group failed to act on warnings from employees for more than a decade.