Risk

The State of the Game report from the IFR presents a picture of a game beset by systemic risk.

We address the gaps between a company’s claims and its actual AI capabilities or practices.

FCA prudential requirements include an obligation for firms carrying out regulated cryptoasset activities to perform an overall risk assessment.

FCA prudential requirements include an obligation for firms to perform an overall risk assessment.

SEC3 Compliance is monitoring the SEC’s proposal to rescind Advisers Act Rule 206(4)-5, commonly known as the “pay-to-play” rule. If adopted, the proposal would eliminate the rule’s prescriptive political contribution restrictions and give investment advisers greater flexibility to address pay-to-play risks through their broader compliance programs.

Zordani discusses how modern organizations can produce consequential outcomes that no individual person actually chose.

New rule introduces a 30% presumption for awards under $5m.

An attempt to use digital currencies for a bold oil trade became one of Poland’s biggest scandals.