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Final judgments secured in microcap manipulation case
The SEC finalized judgments against two individuals in a $27M microcap fraud case involving hidden control and undisclosed stock promotion.
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SEC charges former US Marine with Ponzi-like securities fraud
The alleged scheme involved promises of steep returns on short-term loans secured by real estate.
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The SEC takes aim at Unicoin’s “asset-backed” illusion
The company and its executives are charged with defrauding investors through false claims about the company’s crypto tokens.
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SEC closes case on multi-million dollar healthcare investment fraud
The SEC secured over $17m in penalties against defendants who ran a fraudulent medical device investment scheme.
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SEC sues operator of alleged $198m crypto Ponzi scheme
The case is the first crypto enforcement action initiated under Paul Atkins’s tenure.
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DOJ, SEC charge ex-WAMCO CIO Ken Leech with fraud
The charges allege that Leech effectively siphoned money from unfavored portfolios into favored ones.
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Indian billionaire Gautam Adani and associates indicted for massive bribery scheme
US investigators allege that Adani and co-conspirators bribed Indian officials and lied to investors.
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McHenry tells regulators era of post-financial crisis regulation is over
House Financial Services Committee Chairman Patrick McHenry signals plans to alter oversight of prudential banking regulators.