Disciplinary decisions issued September 13 – 19, 2025.
SEA 1934 Rule 10b-9
Disciplinary decisions issued January 11 – 17, 2025.
Disciplinary decisions issued November 30 – December 6, 2024.
Disciplinary decisions issued September 14 – 20, 2024.
Disciplinary decisions issued June 29 – July 5, 2024.
Disciplinary decisions issued June 22 – 28, 2024.
Disciplinary decisions issued March 24 – 30, 2023.