SEA 1934 Rule 13a-13 – Global Relay Intelligence & Practice

SEA 1934 Rule 13a-13

Enforcement

SEC charges auditor BF Borgers with ‘massive fraud’

May 8, 2024

BF Borgers and owner Benjamin Borgers charged by the SEC in case affecting more than 1,500 SEC filings.

Julie DiMauro3 min read
Enforcement

Bribes, crypto fraud and unregistered brokers attract SEC charges

March 10, 2023

In this week’s roundup, we see a mix of charges, including disclosure failings within a donor data management software company.

Martina Lindberg3 min read