Anthony J Cataldo, who was accused of diverting millions in company funds, agreed to settle fraud allegations for a fraction of the amount regulators say he stole.
SEA 1934 Rule 13b2-1
SEC alleges former CFO lied to auditors and falsified records to inflate Acreage’s year-end cash balance.
The FCPA enforcement action against Cognizant is going forward despite President Trump’s Executive Order.
Company settled SEC charges for related accounting controls violations, avoiding penalties because of its self-reporting, cooperation and remediation efforts.