Extra time allocated to allow for smoother transition to new regime.
SEC Reg NMS Rule 611
Agency says rules do not reflect modern environment and change could generate aggregate annual savings of up to $45.6m.
Disciplinary decisions issued January 17 – 23, 2026.
Disciplinary decisions issued December 20 – 31, 2025.
Disciplinary decisions issued January 11 – 17, 2025.
Disciplinary decisions issued July 27 – August 2, 2024.
Disciplinary decisions issued November 10 – 16, 2023.