Extra time allocated to allow for smoother transition to new regime.
SEC Reg NMS
Agency says rules do not reflect modern environment and change could generate aggregate annual savings of up to $45.6m.
Intended to boost Canadian market vitality, the cap change is higher than originally proposed.
Disciplinary decisions issued August 16 – 22, 2025.
Disciplinary decisions issued January 11 – 17, 2025.
Disciplinary decisions issued November 16 – 22, 2024.
The amendments to Reg NMS include updates to minimum tick sizes, access fee caps, and odd lot/round lot details.