SEC Reg S-X
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Federal shutdown puts strain on market oversight
SEC Division of Corporation Finance outlines limited operations as shutdown bites.
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SEC charges auditor BF Borgers with ‘massive fraud’
BF Borgers and owner Benjamin Borgers charged by the SEC in case affecting more than 1,500 SEC filings.
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SEC charges Marcum employee for quality control lapses in latest gatekeeper enforcement
Former executive at audit firm charged for failing to deal with deficiencies in quality control systems.