Surveillance

Kadas spoke of AI’s ability to identify more relevant communications, and further investigations that someone at the bank would need to perform.

Smart glasses raise compliance, security, and privacy issues – their use in the workplace should be addressed by HR and compliance teams.

The agency said a growing number of filings have failed to provide sufficient notice or compliance analysis.

Changes in the surveillance function were the focus of one discussion at XLOD Global.

Amendments will also allow certain products to hold up to 15% of their assets in securities or digital commodities.

Our interview with Steve Penry explores the experience and insights that shape effective compliance across energy and financial markets.

Nick Duke from Marex and Scott King from Barclays in conversation about how AI is changing the way we approach regulation.

PwC experts outline how unified platforms and Al agents can redefine surveillance.