A recent fight over the CFTC’s position calls into question a complex regulatory taxonomy.
Swaps
Compliance
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Surveillance trends, regulator supervision, and the role of AI at wholesale banks and brokers
A synopsis of views and advice on current trends, regulatory supervision, and some practical solutions to the latest challenges.
The agreement replaces the agencies’ 2018 memorandum and sets out updated procedures for how they can work better together, and apart, from one another.
A CFTC no-action letter means that the commission will not take enforcement action against the JSCC for clearing swaps for US clients and US customers will gain access to better pricing and liquidity.
This panel discussion featured experts from the National Futures Association and Dutch financial markets authority AFM.
The regulator is also establishing a bond consolidated tape to ensure that the data is accessible cost-effectively.
Westpac’s pre-hedging exposed its client to significant risk, resulting in latest of series of fines for the firm.
Adoption of framework designed to increase transparency and integrity, says regulator.