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FCA consults on admissions and disclosures for cryptoassets
The A&D regime will apply to the admission to trading of qualifying cryptoassets on cryptoasset trading platforms that allow retail participation.
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FCA consultation paper on approach to regulating crypto-asset activities
Non-UK operators in this space should start considering the proposed requirements and how they intend to structure their UK business models.
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FCA opens consultation on bespoke market risk rules for non-bank firms
The regulator has proposed seven possible approaches for reforming current rules.
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Hedge fund ordered to pay bonus to trader who made 97% of its revenues
Evolution Capital Management must pay Robert Gagliardi $5.4mn plus interest after High Court judgment.
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Saxo Bank fined DKr 2m for inadequate transaction reports
The bank made over 80 million incomplete or inaccurate reports to the Danish Financial Supervisory Authority.
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FCA makes proposals on consolidated tape for UK equity markets
FCA says having multiple trading venues has benefits, but market participants need a single, centralized source of data for better overall market assessment.
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Challenge in UK wholesale markets – assessing the next decade of risk
A dive into the FMSB’s findings on wholesale markets: changes to market participation, trade execution electronification, new asset classes, and shifting geography markets.
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China’s securities regulator increases rewards for reporting violations
The cash reward for whistleblowers will depend on how serious the violation is. At the same time, self-reporting is being encouraged by imposing lighter penalties.