Our in-brief roundup of notable stories from the last week.
Trading
Mayr shares her story from math and economics to energy markets; and discusses the latest developments.
Businessman accused of withholding valuable information that was extremely price-sensitive for the general market.
Steve Penry on the evolution of energy market surveillance
Interview
Premium
Our interview with Steve Penry explores the experience and insights that shape effective compliance across energy and financial markets.
The former CFTC Commissioner did not mince words in a letter to the agency, arguing that it had “lost its way” in its attempt to grab control over the explosively popular sector.
The AFM said the investor’s conduct posed a risk to the integrity of the financial markets and gave it solid grounds for imposing a penalty.
The skills needed to carry out the compliance function are changing, and to be effective businesses and professionals need to understand how.
Our regular roundup of the latest news and developments from the FCA.