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Uniswap Labs charged by CFTC for offering digital asset derivatives trading
Two commissioners dissented with the decision, saying the regulator cut corners to create a pretext for enforcement.
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Changes to the post-trade risk reduction services and the DTO
The FCA is making changes to notification and disclosure requirements for OTC derivatives.
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PRA consults on updates to its approach to International Banks
Clarification on specific aspects of the PRA’s existing approach to risk management and remote booking.
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ASIC sues stock exchange ASX for alleged misleading CHESS statements
The Commission is taking ASX to the Federal Court for not being truthful about the replacement project’s progress.
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FMSB puts pre-hedging in the spotlight
The board uses case studies to help market participants navigate a tricky area attracting regulatory scrutiny.
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CFTC’s new rule gives FBOTs direct access
The main, substantive amendment in the FBOT Final Rule is to now include introducing brokers as a permissible intermediary.
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House members introduce legislation to combat illegal Chinese trade tactics
The bill would create a task force within the DOJ to investigate and prosecute trade crimes.
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ASIC roundup: ‘ASX Pump and Dump Group’, and futures market manipulation
The Australian Securities & Investments Commission’s latest actions and news, July 22 – 26, 2024.