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ASIC roundup: Inquiry into ASX, and receivers to Australian Fiduciaries
The Australian Securities & Investments Commission’s latest actions and news, June 16 – 20, 2025.
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ASIC roundup: Charges in Telegram pump and dump group, and permanent ban
The Australian Securities & Investments Commission’s latest actions and news, June 9 – 13, 2025.
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PISCES launches as FCA rings the bell on new type of private stock market
Industry commentators welcome solution to long-standing market inefficiency but caveat with warnings of higher risk profile.
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€500,000 penalty imposed on LocalBitcoins Oy for AML failings
The Finnish company failed to comply with anti-money-laundering regulations.
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Imitative trading strategies exacerbating potential investor risk
IOSCO report also delves into the advantages of strategies like copy trading, mirror trading and social trading being adopted by investors.
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Legislative roundup: The crypto, stock-trading, AI bills we’re keeping tabs on
Lawmakers pursue legislation that adds more regulatory certainty to crypto and invites use by people and governments.
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Apple’s India migration in the context of US-China tariffs war
What does Apple’s migration to India for manufacturing purposes tell us about the US-China trade war, and what does the future hold for all three countries?
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Stephen Luparello appointed as new OCC chairman
Luparello has previously worked for Citadel Securities, the SEC, WilmerHale and FINRA.