Businesses must prepare early and apply before the FCA gateway closes on February 28, 2027, to avoid facing criminal liability when the new regime begins on October 25, 2027.
Businesses must prepare early and apply before the FCA gateway closes on February 28, 2027, to avoid facing criminal liability when the new regime begins on October 25, 2027.
Our regular roundup of the latest news and developments from the FCA.
With brokers still struggling with their trade surveillance obligations, here are some common issues to consider when monitoring market abuse.
Move is part of wider assessment post-Brexit.