-
GRIP Extra: Morgan Stanley fires head of commodities, US investigates Chinese companies
Other news includes an EU fine against Meta and Google, massive ESG investment outflows, and the OCC and FDIC signaling crypto regulation overhauls.
-
Law enforcement opposes rollback of beneficial ownership reporting
As federal rules ease, state and local authorities seek new tools to combat financial crime.
-
GRIP Extra: Healthcare data breach compromises millions, Trump threatens to fire Powell
Other news includes Truth Social asking SEC to investigate Qube over short position, US Supreme Court approves relaxed pleading standard for ERISA claim, China mulls letting Western firms operate as ETF market makers.
-
NASAA adopts model rule update to incorporate Reg BI at state level
The model rule significantly scales back a version from 2023 that industry participants said created new compliance obligations.
-
SEC Acting Chair Mark Uyeda on priorities with state security regulators
Uyeda addressed federal preemption issues and the division of jurisdiction between the SEC and states.
-
SIFMA C&L 2025 Recap: The future of US state regulation
Federal financial markets regulation is being relaxed. Will the states take up the slack?
-
Newsom vetoes historic California AI safety bill
The bill would have codified a host of restrictive AI standards. But did it miss the point?
-
NASAA: Congress should have tech-neutral approach to market regulation
Bespoke laws on types and uses of specific technologies must preserve state regulatory authority to protect investors, says letter.